All statements and allegations are issue to adjudication, decisions could possibly be issue to appeal, and no inference is intended, nor should any inference be made out of any info contained herein from any source.
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Page also exchanged email messages with many opportunity traders wherever he confirmed the accuracy of your overall performance quantities in the marketing and advertising products.
From October 2017 until eventually Oct 2018, the AWC Letter proceeds, Mr. Page dispersed marketing components that contained materially inaccurate facts “to a lot more than two dozen future investors.” Also, he allegedly “exchanged e-mail with various future buyers in which he affirmed the precision on the Master Fund’s efficiency final results as set forth within the Feeder Fund’s advertising materials.” FINRA states that buyers from the Feeder Fund produced “7 distinct investments… totaling around $1.
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Page confirmed the selection’s accuracy Irrespective of receiving information and facts that called the precision with the numbers into question. Consequently, Page violated FINRA Rule 2010.
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